We are a member of FINRA and are required to create and maintain a business continuity plan pursuant to FINRA Rule 3510. In accordance with this rule, T&T Capital Management has developed a plan to ensure that we can continue to run our business during periods of business emergencies.
Events creating a disruption of business may vary in nature. They could affect only T&T Capital Management affect the building where T&T Capital Management is located, affect the entire business district where T&T Capital Management is located, or result in a regional disruption. T&T Capital Management fully intends to continue to conduct a securities business during these periods of disruption.
To address disruptions affecting only T&T Capital Management, T&T Capital Management’s building, or the business district where T&T Capital Management is located, T&T Capital Management has arranged to conduct its business out of an alternate location that can accommodate its employees and critical information technology systems.
Please be advised that business continuity plans are subject to change and modification. T&T Capital Management intends to update and test its business continuity plans as business conditions and technology change. All changes to its business continuity plan will be communicated to our customers.
